We provide wholesale authorisation and compliance services for financial advice firms and fund managers, alongside capital raising support for fund managers and private companies.
Authorisation, compliance support and the flexibility to grow your advice business.
A turnkey solution for Australian and offshore fund managers seeking to raise capital in Australia. One local partner, rather than assembling every piece yourself.
Help raising growth capital through our network of private investors.
At AFSL Management, we work closely with a select group of representatives, so each business receives focused attention from the people responsible for licensing and compliance. We take the time to understand how you operate and shape our support around your services and clients. Within your agreed authorisation, you keep control of your brand, your client relationships and the way you run your practice, with your scope, responsibilities and fees agreed in writing from the start.
Learn moreThe services that apply depend on your business and the agreed scope.
Appropriate authorisation under our AFSL, subject to assessment and the agreed scope.
Support establishing the arrangement, including relevant documentation, policies and procedures.
Practical guidance to help firms understand and meet their ongoing obligations.
Monitoring and review within the agreed authorisation and compliance framework.
Support preparing collateral and content to present the fund or business to prospective investors.
Developing a distribution approach and engaging suitable investors to support capital raising.
Managing Director
“I established AFSL Management to provide the infrastructure and support that growing financial businesses need.
You’ll have my direct involvement and the support of our team, from our first conversation through onboarding and ongoing support.”
Answers on who we work with, what we provide, fees and how to get started.
Yes. We work with Australian and offshore fund managers that want to establish or maintain an Australian presence and raise capital in Australia, subject to assessment and the scope of our licence.
Where your activities fall within the scope of our licence, we can provide an agreed compliance arrangement with local support, policies and ongoing oversight, set out in writing.
Yes. We can help prepare sales and marketing collateral and develop a distribution approach to reach suitable wholesale investors.
We support capital raising for fund managers and private companies through our network of high-net-worth investors, family offices and other private capital providers. We cannot guarantee that a raise will succeed.
It depends on the agreed scope. It may include compliance oversight, regulatory updates, support with collateral and ongoing investor engagement.
Fees depend on the services and scope of each engagement. Arrangements may include fixed fees, percentage-based fees or a combination, and compliance and capital raising engagements can be structured differently. We discuss the structure with you and agree it in writing before work begins.
No. Capital raising support for private companies is a separate service and does not require an authorisation arrangement.
Our services operate on a wholesale basis. They are intended for financial services businesses and companies dealing with wholesale investors, not retail clients.
Book a consultation through our contact page. We will arrange a time to understand your business and explain which services may apply.
News and insights on regulation, licensing and capital raising.